Increased market volatility and unprecedented changes to the working environment pose challenges to the fair and orderly operation of financial and other markets.
This bite-size module has been developed specifically for financial services organizations. It focuses on the challenges to the fair and orderly operation of financial and other markets that arise from current market instability and the unprecedented changes to the working environment.
The scenarios in this module reflect the risks highlighted by the UK’s Financial Services Authority (FCA) in Market Watch 63 on Market Conduct and Discipline during the COVID-19 crisis. It addresses issues such as insider dealing and market manipulation in volatile market conditions, rumor spreading, confidentiality and collusion with competitors, and other competition law risks.
This course is part of our Compliance & ESG Catalog of courses.